-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/pLmAJLdtw/TaPHeboGaQ+gXGhPGkSe8PRYnxl9CZNLllqIg0Z0S1C6ZOb2DLg5 38HGlogqb6RC+0WDRvalaA== 0000947871-07-000008.txt : 20070105 0000947871-07-000008.hdr.sgml : 20070105 20070105145904 ACCESSION NUMBER: 0000947871-07-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 GROUP MEMBERS: GARY A. JOHNSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VERTRUE INC CENTRAL INDEX KEY: 0001020996 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 061276882 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47315 FILM NUMBER: 07513429 BUSINESS ADDRESS: STREET 1: 20 GLOVER AVENUE CITY: NORWALK STATE: CT ZIP: 06850 BUSINESS PHONE: 2033247635 MAIL ADDRESS: STREET 1: 20 GLOVER AVENUE CITY: NORWALK STATE: CT ZIP: 06850 FORMER COMPANY: FORMER CONFORMED NAME: MEMBERWORKS INC DATE OF NAME CHANGE: 19960814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON GARY A CENTRAL INDEX KEY: 0001033410 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: MEMBERWORKS INC STREET 2: 680 WASHINGTON BOULVARD SUITE 1100 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247635 MAIL ADDRESS: STREET 1: MEMBERWORKS INC STREET 2: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 SC 13G/A 1 sc13ga_010406.txt AMENDMENT NO. 5 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Vertrue Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 92534N101 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 92534N101 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Gary A. Johnson - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a).................................................................. (b).................................................................. - -------------------------------------------------------------------------------- 3. SEC Use Only......................................................... - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 1,139,741 Beneficially -------------------------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 0 Person With: -------------------------------------------------------------- 7. Sole Dispositive Power 1,139,741 -------------------------------------------------------------- 8. Shared Dispositive Power 0 -------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,139,741 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)................................................... 11. Percent of Class Represented by Amount in Row (9).................... - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Item 1. Name of Issuer (a) Name of Issuer Vertrue Incorporated (b) Address of Issuer's Principal Executive Offices 20 Glover Avenue, Norwalk, CT 06850 Item 2. (a) Name of Person Filing Gary A. Johnson (b) Address of Principal Business Office or, if none, Residence 20 Glover Avenue, Norwalk, CT 06850 (c) Citizenship Mr. Johnson is a United States of America citizen. (d) Title of Class of Securities Common stock, par value $0.01 per share. (e) CUSIP Number 92534N101 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,139,741. (b) Percent of class: 11.8%, based upon 9,681,000 shares outstanding as of October 31, 2006. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,139,741. (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 1,139,741 (iv) Shared power to dispose or to direct the disposition of 0 Included in the 1,139,741 shares are 525,710 shares issuable upon exercise of outstanding stock options presently exercisable or exercisable within sixty (60) days after December 31, 2006. Also included in the 1,139,741 shares are 54,000 shares held in trust for the benefit of Mr. Johnson's children, with respect to which shares he disclaims beneficial ownership. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 4, 2007 ------------------------- Date /s/ GARY A. JOHNSON ------------------------- Signature Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----